Assessor Resource

RIIMSM302D
Plan small mine operations

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to plan small mine operations in Metalliferous Mining (Small Mines).

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for small mine operations planning

1.1. Access, interpret and apply small mine operations documentation and ensure the work activity is compliant

1.2. Plan location of access shaft on a virgin claim to avoid potential ore-bearing ground

1.3. Design and plan shaft to minimise impact on the environment

1.4. Plan location of access shaft on a virgin claim to allow effective location, organisation and access to other mine facilities

1.5. Establish location of a second means of access (secondary shaft) to allow most effective exit from the mine in emergency situations

1.6. If claim is previously mined, inspect conditions of existing shafts to determine the most appropriate access and secondary shafts

1.7. Ensure that the access shaft is located in the appropriate place in relation to the planned mine ventilation system

1.8. Plan layout and configuration of surface facilities in relation to access and secondary shaft

1.9. Record shaft location on the mine plan

2. Design and plan location of ventilation shafts or drill holes

2.1. Plan the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes

2.2. Design and determine the location of ventilation shafts for any proposed secondary ventilation system to deliver fresh air to all active drives

3. Design and plan mine workings

3.1. Design mine workings to facilitate minerals discovery

3.2. Design and plan the drive pattern, opening size and development sequence to best extract minerals and for mine ground stability

3.3. Design mine layout to maximise production and movement of materials to the surface

3.4. Determine room and pillar configuration and plot on the mine plan

4. Design and plan materials handling process and equipment

4.1. Design and plan the handling of waste material stored on the surface of the mine

4.2. Design and plan for the installation of hoisting systems and equipment to meet materials movement and compliance documentation

4.3. Plan the system and method for the storage, transport and handling of hazardous materials and/or explosives

5. Develop the mine safety management plan

5.1. Develop, in consultation, the WHS policy for the mine’s operations

5.2. Develop, in consultation, and document procedures and methods for the factors covered by the mine safety management plan

5.3. Design and develop, in consultation, document control documents and log book

5.4. Gain approval for the Mine Safety Management Plan from relevant authorities/agencies

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of planning small mine operations including:

identifying geology associated with ore-bearing ground, & assessing mine ground conditions

maintaining log book and records

designing and documenting procedures

designing systems for environmental constraints

designing disposal systems for environmentally sensitive fluids and materials

applying design and planning principles and methods

applying operational safety requirements to mine planning

works effectively with others to undertake and complete the planning of small mine operations that meets all of the required outcomes including:

consulting with stakeholders to develop the mine safety management plan

demonstrates completion of planning small mine operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the scope of and conducting inspection of access shaft

identifying and establishing location of a second means of access

planning the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes

designing and planning the mine workings

designing and planning the handling of waste material stored on the surface of the mine

The candidate must demonstrate knowledge in planning small mine operations through:

accessing, interpreting and applying legislative, organization and site requirements and procedures for:

emergency response

work, health and safety

environmental issues

materials handling and transport

hazardous materials handling

assessment of mine ground conditions

identifying hazards affecting pillar design and development

operating hoisting systems

accessing, interpreting and applying;

geology associated with ore-bearing ground

shaft design requirements and parameters

mine layout principles and design parameters

design criteria for planning mine operation

principles of ventilation and air flow

surface installations and equipment

pillar configuration/pillar design and layout

characteristics and properties of roofs

pillar extraction methods and safety requirements

mine safety management planning

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for small mine operations planning

1.1. Access, interpret and apply small mine operations documentation and ensure the work activity is compliant

1.2. Plan location of access shaft on a virgin claim to avoid potential ore-bearing ground

1.3. Design and plan shaft to minimise impact on the environment

1.4. Plan location of access shaft on a virgin claim to allow effective location, organisation and access to other mine facilities

1.5. Establish location of a second means of access (secondary shaft) to allow most effective exit from the mine in emergency situations

1.6. If claim is previously mined, inspect conditions of existing shafts to determine the most appropriate access and secondary shafts

1.7. Ensure that the access shaft is located in the appropriate place in relation to the planned mine ventilation system

1.8. Plan layout and configuration of surface facilities in relation to access and secondary shaft

1.9. Record shaft location on the mine plan

2. Design and plan location of ventilation shafts or drill holes

2.1. Plan the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes

2.2. Design and determine the location of ventilation shafts for any proposed secondary ventilation system to deliver fresh air to all active drives

3. Design and plan mine workings

3.1. Design mine workings to facilitate minerals discovery

3.2. Design and plan the drive pattern, opening size and development sequence to best extract minerals and for mine ground stability

3.3. Design mine layout to maximise production and movement of materials to the surface

3.4. Determine room and pillar configuration and plot on the mine plan

4. Design and plan materials handling process and equipment

4.1. Design and plan the handling of waste material stored on the surface of the mine

4.2. Design and plan for the installation of hoisting systems and equipment to meet materials movement and compliance documentation

4.3. Plan the system and method for the storage, transport and handling of hazardous materials and/or explosives

5. Develop the mine safety management plan

5.1. Develop, in consultation, the WHS policy for the mine’s operations

5.2. Develop, in consultation, and document procedures and methods for the factors covered by the mine safety management plan

5.3. Design and develop, in consultation, document control documents and log book

5.4. Gain approval for the Mine Safety Management Plan from relevant authorities/agencies

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of planning small mine operations including:

identifying geology associated with ore-bearing ground, & assessing mine ground conditions

maintaining log book and records

designing and documenting procedures

designing systems for environmental constraints

designing disposal systems for environmentally sensitive fluids and materials

applying design and planning principles and methods

applying operational safety requirements to mine planning

works effectively with others to undertake and complete the planning of small mine operations that meets all of the required outcomes including:

consulting with stakeholders to develop the mine safety management plan

demonstrates completion of planning small mine operations that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the scope of and conducting inspection of access shaft

identifying and establishing location of a second means of access

planning the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes

designing and planning the mine workings

designing and planning the handling of waste material stored on the surface of the mine

The candidate must demonstrate knowledge in planning small mine operations through:

accessing, interpreting and applying legislative, organization and site requirements and procedures for:

emergency response

work, health and safety

environmental issues

materials handling and transport

hazardous materials handling

assessment of mine ground conditions

identifying hazards affecting pillar design and development

operating hoisting systems

accessing, interpreting and applying;

geology associated with ore-bearing ground

shaft design requirements and parameters

mine layout principles and design parameters

design criteria for planning mine operation

principles of ventilation and air flow

surface installations and equipment

pillar configuration/pillar design and layout

characteristics and properties of roofs

pillar extraction methods and safety requirements

mine safety management planning

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply small mine operations documentation and ensure the work activity is compliant 
Plan location of access shaft on a virgin claim to avoid potential ore-bearing ground 
Design and plan shaft to minimise impact on the environment 
Plan location of access shaft on a virgin claim to allow effective location, organisation and access to other mine facilities 
Establish location of a second means of access (secondary shaft) to allow most effective exit from the mine in emergency situations 
If claim is previously mined, inspect conditions of existing shafts to determine the most appropriate access and secondary shafts 
Ensure that the access shaft is located in the appropriate place in relation to the planned mine ventilation system 
Plan layout and configuration of surface facilities in relation to access and secondary shaft 
Record shaft location on the mine plan 
Plan the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes 
Design and determine the location of ventilation shafts for any proposed secondary ventilation system to deliver fresh air to all active drives 
Design mine workings to facilitate minerals discovery 
Design and plan the drive pattern, opening size and development sequence to best extract minerals and for mine ground stability 
Design mine layout to maximise production and movement of materials to the surface 
Determine room and pillar configuration and plot on the mine plan 
Design and plan the handling of waste material stored on the surface of the mine 
Design and plan for the installation of hoisting systems and equipment to meet materials movement and compliance documentation 
Plan the system and method for the storage, transport and handling of hazardous materials and/or explosives 
Develop, in consultation, the WHS policy for the mine’s operations 
Develop, in consultation, and document procedures and methods for the factors covered by the mine safety management plan 
Design and develop, in consultation, document control documents and log book 
Gain approval for the Mine Safety Management Plan from relevant authorities/agencies 
Access, interpret and apply small mine operations documentation and ensure the work activity is compliant 
Plan location of access shaft on a virgin claim to avoid potential ore-bearing ground 
Design and plan shaft to minimise impact on the environment 
Plan location of access shaft on a virgin claim to allow effective location, organisation and access to other mine facilities 
Establish location of a second means of access (secondary shaft) to allow most effective exit from the mine in emergency situations 
If claim is previously mined, inspect conditions of existing shafts to determine the most appropriate access and secondary shafts 
Ensure that the access shaft is located in the appropriate place in relation to the planned mine ventilation system 
Plan layout and configuration of surface facilities in relation to access and secondary shaft 
Record shaft location on the mine plan 
Plan the mining sequence throughout the life of the mine to determine the location of ventilation shafts or drill holes 
Design and determine the location of ventilation shafts for any proposed secondary ventilation system to deliver fresh air to all active drives 
Design mine workings to facilitate minerals discovery 
Design and plan the drive pattern, opening size and development sequence to best extract minerals and for mine ground stability 
Design mine layout to maximise production and movement of materials to the surface 
Determine room and pillar configuration and plot on the mine plan 
Design and plan the handling of waste material stored on the surface of the mine 
Design and plan for the installation of hoisting systems and equipment to meet materials movement and compliance documentation 
Plan the system and method for the storage, transport and handling of hazardous materials and/or explosives 
Develop, in consultation, the WHS policy for the mine’s operations 
Develop, in consultation, and document procedures and methods for the factors covered by the mine safety management plan 
Design and develop, in consultation, document control documents and log book 
Gain approval for the Mine Safety Management Plan from relevant authorities/agencies 

Forms

Assessment Cover Sheet

RIIMSM302D - Plan small mine operations
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Assessment Record Sheet

RIIMSM302D - Plan small mine operations

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

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Overall assessment result: Competent Not yet competent

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